- SEC Small Business Advisory Committee to Discuss Regulation Crowdfunding and the State of Angel Investing
- SEC Staff Publishes New Registered Fund Statistics Report
- SEC’s Division of Investment Management to Host Second Annual Conference on Emerging Trends in Asset Management
- SEC Issues Second Fee Rate Advisory for Fiscal Year 2024
- SEC Charges Five Investment Advisers for Marketing Rule Violations
- Register for the SEC’s 43rd Annual Small Business Forum April 16-18
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- Russia-related Designations Removals
- Counter Terrorism Designations; Iran-related Designations; Non-Proliferation Designations; Russia-related Designations
- Counter Terrorism Designations; Hostages and Wrongfully Detained U.S. Nationals Designations
- Settlement Agreement between the U.S. Department of the Treasury's Office of Foreign Assets Control and SCG Plastics Co., Ltd.
- Non-Proliferation Designations; West Bank-related Designations; Issuance of Russia-related General License
- Iran-related Designations; Counter Terrorism Designations; Non-proliferation Designations; Russia-related Designations Updates
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- FINRA Names Feral Talib as Executive Vice President and Head of Surveillance and Market Intelligence
- FINRA Foundation Research Examines Investors of Color
- FINRA Publishes 2024 Regulatory Oversight Report
- New Members Appointed to FINRA Foundation Board; Jonathan Sokobin Named Chair
- FINRA Publishes Crypto Asset Communications Sweep Update
- FINRA Fines Morgan Stanley $1.6 Million for Municipal Securities Violations and Related Failures
- Federal Reserve Board announces it will extend through May 31, 2024, the public comment period for the application by Capital One Financial Corporation to acquire Discover Financial Services
- Minutes of the Board's discount rate meetings on February 20 and March 20, 2024
- Federal Reserve Board announces approval of application by Provident Financial Services, Inc.
- Minutes of the Federal Open Market Committee, March 19-20, 2024
- Federal Reserve Board issues enforcement actions with Mode Eleven Bancorp, Steele Bancshares, Inc., and American State Bank
- Federal Reserve Board accepting applications for its Community Advisory Council
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- International supervisory community meets to discuss challenges ahead for global bank supervision and regulation
- Project Agorá: central banks and banking sector embark on major project to explore tokenisation of cross-border payments
- Dessislava Guetcheva-Cheytanova appointed as General Counsel of the BIS
- Basel Committee consults on measures to address window-dressing in the G-SIB framework
- Basel III capital ratios for largest global banks were largely stable and above pre-pandemic levels in the first half of 2023, latest Basel III monitoring exercise shows
- Basel Committee agrees to revisions to Basel Core Principles, consults on addressing window-dressing in the G-SIB framework and reaffirms expectation about Basel III implementation
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- enduringsmarkets.com: BaFin ermittelt gegen Endurings Markets
- Website mayfaircap.io: BaFin warnt vor MayFairCap
- FinanzBoerse: BaFin warnt vor Website finanzboerse.net
- CRPTVAULT: BaFin warnt vor der Website crptvault.com
- PSD2 / ZAG: BaFin veröffentlicht Rundschreiben zur Meldung von Risiken im Zahlungsverkehr
- Rundschreiben 05/2024 (BA)
- The EBA observes an increase of high earners in the EU in 2022
- The EBA consults on draft technical standards on the specification of long and short positions under the derogations for market and counterparty risks
- ESAs consult on technical standards for joint examination teams under DORA
- EBA, EIOPA and ECB set up a joint governance framework for the collaboration on the DPM 2.0 standard
- EBA publishes annual assessment of banks’ internal approaches for the calculation of capital requirements
- The EBA publishes final Guidelines on the application of the group capital test for investment firm groups
- ECB Consumer Expectations Survey results – March 2024
- Isabel Schnabel: The state contingency of monetary policy transmission
- Piero Cipollone: Innovation, integration and independence: taking the Single Euro Payments Area to the next level
- G7 Cyber Expert Group conducts cross-border coordination exercise in the financial sector
- Luis de Guindos: Interview with Le Monde
- Christine Lagarde: Unlocking the power of ideas
- CME Group Inc. Reports First-Quarter 2024 Financial Results
- CME Group U.S. Credit Futures to Begin Trading on June 17
- CME Group Metals Complex Reaches All-Time Daily Volume Record
- CME Group International Average Daily Volume Reached Quarterly Record of 7.4 Million Contracts in Q1 2024
- CME Group Micro U.S. Treasury Futures Surpass 100,000 Contracts Traded
- CME Group €STR Options to Launch on May 20
- Individual charged with investment fraud over unauthorised multimillion pound ‘Kube Trading’ scheme
- FCA secures £533,000 to return to investors
- FCA confirms anti-greenwashing guidance and proposes extending sustainability framework
- Navigating the UK's Digital Regulation Landscape: Where are we headed?
- ‘Big Tech a priority’ says FCA Chief Executive
- FCA looks for members for its advisory committee on secondary markets
- FCA publishes response to British Steel Pension Scheme complaints
- FCA cancels KBFS Financial Limited’s authorisation
- Promoting competitiveness is a juggling act
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- Payroll employment rises by 303,000 in March; unemployment rate changes little at 3.8%
- Payroll employment rises by 275,000 in February; unemployment rate increases to 3.9%
- Payroll employment rises by 353,000 in January; unemployment rate remains at 3.7%
- Payroll employment increases by 216,000 in December; unemployment rate unchanged at 3.7%
- Payroll employment increases by 199,000 in November; unemployment rate edges down to 3.7%
- Payroll employment rises by 150,000 in October; unemployment rate changes little at 3.9%
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- Cancelled — CFTC Open Meeting for April 29
- “AI Day” To Be Held at May 2 CFTC Technology Advisory Committee Meeting
- CFTC to Hold a Commission Open Meeting April 29
- CFTC Extends Public Comment Period for Proposed Rule for Designated Contract Markets and Swap Execution Facilities Regarding Governance and Conflicts of Interest
- Chairman Behnam Announces CFTC’s First DEIA Strategic Plan
- CFTC Appoints Christopher Skinner as Inspector General
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- PRESS RELEASE: Fulton Bank, N.A. of Lancaster, Pennsylvania Assumes Substantially All Deposits of Republic First Bank, Philadelphia
- PRESS RELEASE: FDIC Makes Public March Enforcement Actions; No Administrative Hearing Scheduled for May 2024
- PRESS RELEASE: FDIC Names Five New Members to Advisory Committee on Community Banking
- FDIC Board of Directors Meeting
- Press Release: FDIC Names Four Bankers to Minority Depository Institutions Subcommittee
- Sunshine Act Notice: FDIC Board of Directors Meeting
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- EIB Returns Painting to Rightful Heirs
- New report on mobilization of private finance by Multilateral Development Banks and Development Finance Institutions
- Belgium: School roof solar panels — initial results of an ambitious programme from SeGEC together with the EIB, ELENA and Belfius Banque
- 2024 One World Media awards: longlist unveiled
- Serbia-Bulgaria railway project on Corridor Xc launched
- Polo Strategico Nazionale: accelerating Italy’s digital transformation with over €200 million from Intesa Sanpaolo, UniCredit, CDP, Banco BPM and BPER, with EIB support
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- FTC Finalizes Changes to the Health Breach Notification Rule
- Williams-Sonoma Will Pay Record $3.17 Million Civil Penalty for Violating FTC Made in USA Order
- FTC, DOJ Submit Joint Comment to FERC Warning of Common Ownership Competition Risks in the Public Utilities Industry
- FTC Takes Action Against Bill Payment Company Doxo for Misleading Consumers, Tacking on Millions in Junk Fees
- Fact Sheet on FTC’s Proposed Final Noncompete Rule
- FTC Announces Rule Banning Noncompetes
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- Invitation to bid – Federal Treasury discount paper (Bubills)
- Reopening Federal bond issue – Auction result
- Announcement – New issue 2.10 % five-year Green Federal notes (“Green Bobls”) of 2024 (2029) / Increase of the conventional 2.10 % five-year Federal notes series 189 of 2024 (2029)
- Central bank money in the 21st century | Speech at the DZ Bank Capital Markets Conference 2024
- Monetary union, capital markets union, banking union – a triad for Europe’s prosperity and resilience | Speech delivered at the 23rd German Banking Congress
- Federal Treasury notes - Auction result
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- Readout of Disruptive Technology Protection Network Summit with Japan and the Republic of Korea
- Former Maryland Tax Preparer Sentenced for Preparing False Returns
- California-Based Nursing Home Chain and Two Executives to Pay $7M to Settle Alleged False Claims for Nursing Home Residents Who Merely Had Been Near Other People With COVID-19
- Williams-Sonoma Ordered to Pay Record Civil Penalty for Violating an Administrative Order Prohibiting its Marketing of Imported Goods as Made in the USA
- Maryland Payroll Company Owner Pleads Guilty to Employment Tax Crimes and Embezzling from Employees’ 401(k) Plans
- Kansas Man Indicted for Stealing 41 Firearms
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