- SEC Proposes Expanding Securities Eligible for Cross Trading by Registered Funds
- SEC Seeks Final Judgment Against Former Western Asset Co-CIO Ken Leech in Cherry Picking Case
- SEC to Host Virtual National Compliance Outreach Seminar for Investment Companies and Investment Advisers
- SEC Coordinates with Global Financial Regulators to Raise Fraud Awareness During World Investor Week
- SEC Proposal Would Address How Investment Advisers and Funds Can Custody Crypto Assets Under the Federal Securities Laws
- SEC’s Division of Examinations Announces New Exam Handbook
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- Report From FINRA Board of Governors’ September Meeting
- FINRA Fines Revere Securities $800,000 for Small-Cap IPO-Related AML and Supervisory Failures
- New Research Finds Most Investors Lack Advanced Investment Knowledge, Increasing Their Exposure to Investment Risk
- FINRA Foundation and AFCPE® Select the 2026 FINRA Foundation Military Spouse Fellows
- FINRA Bars Broker for Misappropriating $1.7 Million from Customers’ Accounts
- FINRA Orders American Portfolios to Pay $1.2 Million in Restitution and $400,000 in Fines for UIT Supervision Failures
- Federal Reserve Board releases results of the 2025 Survey of Consumer Finances, which provides the public and policymakers with detailed insights into the economic condition of American families
- Federal Reserve Board announces enforcement action against American Express Company to address, among other things, the firm’s failure to sufficiently detect and report certain suspicious activity related to money laundering
- Minutes of the Federal Open Market Committee, September 15-16, 2026
- Federal Reserve Board announces approval of application by Isabella Bank Corporation
- Federal Reserve Board announces approval of application by Fleur Capital Corporation
- Federal Reserve Board announces it will extend, until November 4, the comment period on its proposal to modernize Regulation O
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- Basel III applicable in almost all member jurisdictions by 2027
- International supervisory community meets to discuss the future of global bank supervision and regulation
- Basel Committee meets to advance supervisory and regulatory initiatives and discuss risks and vulnerabilities to the global banking system
- Basel III risk-based capital and leverage ratios are stable while liquidity indicators show limited movements for large internationally active banks, latest Basel III monitoring exercise shows
- Global standard-setting bodies publish a toolkit for cyber resilience at FMIs and a discussion paper on FMIs’ reliance on third-party service providers
- Global economic pressure points call for policy discipline: BIS
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- VW AG: Bafin setzt Geldbuße fest
- Deutsche Bank AG: Bafin ordnet neue Fristen zur Mängelbeseitigung an
- abcfinance GmbH: Bafin setzt Bußgeld fest
- Pentixapharm Holding AG: Bafin macht Fehler im Konzernabschluss 2024 bekannt
- GVO Gegenseitigkeit Versicherung Oldenburg VVaG: Bafin setzt Sonderbeauftragten ein
- Notifizierung signifikanter Referenzwerte gemäß Artikel 24 Absatz 2 der Verordnung (EU) 2016/1011 (Referenzwerte-Verordnung, BMR)
- The EBA releases the final technical package for release 4.4 of its reporting and Pillar 3 disclosure framework
- The EBA publishes Final Report on draft amendments to technical standards on prudential requirements for central securities depositories
- EBA CRR3/CRD6 dashboard shows banks maintain capital levels well above minimum requirements under the fully loaded Basel III framework
- The EBA publishes its 2027 Work Programme
- EU/EEA banks display strength amid a challenging risk environment
- The EBA consults on revised technical standards for joint decisions on institution-specific capital and liquidity requirements
- Meeting of 9-10 September 2026
- Piero Cipollone: Interview with Corriere della Sera
- Results of the September 2026 survey on credit terms and conditions in euro-denominated securities financing and OTC derivatives markets (SESFOD)
- Piero Cipollone: Money in the digital age: digital euro, tokenisation and the role of central banks
- Frank Elderson: Effective supervision through timely remediation
- Philip R. Lane: Interview with Ansa
- CME Group Sets New Record in Natural Gas Futures and Options
- CME Group to Expand Crypto Derivatives Suite with Launch of Cardano, Chainlink and Stellar Futures
- CME Group to Launch 100-Ounce Silver Futures to Meet Record Retail Demand
- CME Group International Average Daily Volume Reaches Record 8.4 Million Contracts in 2025, Up 8% from 2024
- Farmer sentiment drifts lower as trade uncertainty hangs over agriculture
- CME Group Reports Record Annual ADV of 28.1 Million Contracts in 2025, Up 6% Year Over Year
- Liam Coleman appointed as chair of the Financial Ombudsman Service
- Strong compliance functions support trusted corporate finance markets
- New rules to make long-term investment funds clearer
- Looking at how we interact with whistleblowers
- Reforming UK capital markets to ensure they work well for our economy
- Firms’ confidence, satisfaction and trust in the FCA rise
- FCA announces new Board appointments
- FCA opens the gateway to regulated crypto
- FCA secures bankruptcy order against Arthur Temlett
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- CFTC Seeks Public Comment on Notice of Proposed Rulemaking Concerning the Inclusion of Certain Event Contracts in the Definition of Swap
- CFTC Issues Interim Final Rule Excluding Certain Activity from the Definition of Swap
- CFTC Issues No-Action Letter for DCMs Regarding Converting Existing Perpetual-Style Broad-Based Security Index Futures into True Perpetual Futures
- CFTC Seeks Public Comment on Advanced Notice of Proposed Rulemaking Relating to Regulation Crypto Asset Transactions and Regulation Crypto Asset Markets
- CFTC Staff Extends Brexit-Related No-Action Positions
- CFTC Staff Releases Updates to FAQs Concerning Registrants and Registered Entity Activities Relating to Crypto Assets and Blockchain Technologies
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- Press Release: FDIC Issues List of Banks Examined for CRA Compliance
- Press Release: FDIC Announces Conclusion of Independent Monitorship
- Press Release: Agencies Publish Resolution Plan Feedback Letters for 15 Banking Organizations
- Press Release: Sunwest Bank Assumes All Deposits and Certain Assets of Nano Banc, Irvine, California
- Press Release: FDIC Publishes Enforcement Orders for August 2026
- Press Release: FDIC Releases Results of Summary of Deposits Annual Survey
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- Secretary of the Treasury Scott Bessent, Comptroller of the Currency Jonathan Gould Highlight Community Bank Comeback at Arizona Bankers Association Roundtable
- Comptroller Gould Highlights OCC’s Financial Literacy Efforts at Financial Literacy and Education Commission Meeting
- Remarks of Jonathan V. Gould Comptroller of the Currency One Year Accomplishments
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- EIB advances investment cooperation with Kazakhstan during Astana mission
- EIB Advisory supports Albania’s national green taxonomy
- New GEMs Returns Data Strengthen the Evidence for Investing in Emerging Markets
- Joint statement on the updated MDB joint methodologies for measuring mobilization and private finance for development
- EIB Group strengthens disciplinary processes to address misconduct
- The National Bank of North Macedonia, together with EIB and national institutions, initiates the development of a green taxonomy
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- FDA Seeks Public Input to Support Ibogaine Research
- FDA Approves First Heart Valve Designed to Grow with Children
- FDA Launches Nationwide Effort to Expand Scientific Expertise and Consumer Voices to Advisory Committees
- FDA Investigation Leads to Charges Against Two Indian Nationals Involved in Transnational Counterfeit Drug Distribution Scheme
- FDA Approves First Treatment for MCT8 Deficiency
- FDA intends to evaluate changes to the PMTA regulatory framework
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- Auction result – Federal Treasury discount paper (Bubills)
- Invitation to bid by auction – Reopening of five-year Federal notes (Bundesobligationen – “Bobls”) series 194
- Invitation to bid – Federal Treasury discount paper (Bubills)
- Announcement of a multi-ISIN auction – Reopening of two Federal bonds
- Auction result– Federal bond issue
- Frankfurt Book Fair: Bundesbank showcases children’s book about payments
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- Justice Department Announces Charges Involving 16 Individuals for Election Crimes
- Homeland Security Task Force Arrests Alvaro Pulido Vargas to Face Charges in Multibillion-Dollar Venezuelan Money Laundering and Bribery Schemes
- Illinois Woman Sentenced to 31 Months in Prison for Distributing and Conspiring to Create and Distribute Sexual Torture and Mutilation Videos of Baby Monkeys
- Leader of Global Violent Extremist Network ‘764’ Pleads Guilty to Conspiracy to Sexually Exploit Minors
- Medical Supply Company Owner Sentenced to 14 Years in Prison for $30M Medicare, TRICARE, and CHAMPVA Fraud
- Department of Justice Announces Updates to Emergency Scheduling Actions for 7-OH and Related Opioid Substances
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