- Exemption From Exchange Act Rule 13f-2 and Related Form SHO
- Acting Chairman Mark T. Uyeda Announces Executive Staff and Other Appointments
- SEC Small Business Advisory Committee to Continue Discussing Challenges Facing Emerging Fund Managers, and Explore Hurdles for Small Public Companies Not Listed on a National Securities Exchange
- Acting Chairman Mark T. Uyeda Names Natalia Díez Riggin as Senior Advisor and Acting Director of Legislative and Intergovernmental Affairs
- Extension of Form PF Amendments Compliance Date
- SEC Publishes Annual Staff Report on Nationally Recognized Statistical Rating Organizations
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- FINRA Fines Apex Clearing $3.2 Million for Violations Relating to Fully Paid Securities Lending Program
- FINRA Publishes 2025 Regulatory Oversight Report
- FINRA Orders Three Firms to Pay Over $8.2 Million in Restitution to Customers
- Report From FINRA Board of Governors Meeting – December 2024
- FINRA Highlights Metaverse Impact on Securities Industry
- Report From FINRA Board of Governors Meeting – September 2024
- Federal Reserve Board releases the hypothetical scenarios for its annual stress test
- Federal Reserve Board announces termination of two enforcement actions with Wells Fargo
- Agencies announce second public outreach meeting as part of their review of regulations
- Federal Reserve issues FOMC statement
- Federal Reserve Board announces termination of enforcement action with Marblehead Bancorp and Marblehead Bank
- Federal Reserve Board announces it has withdrawn from the Network of Central Banks and Supervisors for Greening the Financial System (NGFS)
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- Governors and Heads of Supervision endorse work programme of Basel Committee
- Global standard-setting bodies publish three final reports on margin in centrally and non-centrally cleared markets
- BIS CPMI takes further steps to promote ISO 20022 harmonisation for enhanced cross-border payments
- Basel Committee publishes final guidelines for counterparty credit risk management
- Basel Committee finds Korea compliant with its Net Stable Funding Ratio standard and largely compliant with its large exposures framework
- Basel Committee publishes a range of practices report on implementing a positive neutral countercyclical capital buffer
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- ELEMENT Insurance AG: Versicherte sollten ihre Vertragsunterlagen prüfen
- Abwicklungsplanung: ein Wettbewerbsvorteil für Europa
- Rede von Exekutivdirektorin Julia Wiens beim Neujahrsempfang des Assekuranzclubs Rhein-Main am 05. Februar 2025
- Valour Digital Securities Limited: BaFin droht Zwangsgelder an
- Grow State Markets: BaFin warnt vor der Website fina-eu.growstatemarkets.com (zuvor: growstatemarkets.com)
- ReFi Solutions: BaFin warnt vor Angeboten auf der Website refi-solutions.com
- Reviewed supervisors overall applied the EBA’s recommendations on tax integrity and dividend arbitrage trading schemes, the EBA Report finds.
- EBA reflects on the short/medium term objectives of its interest rate risk in the banking book Heatmap
- The EBA issues an Opinion in response to the European Commission’s proposed amendments to the EBA draft technical standards on conflicts of interests for issuers of asset-referenced tokens
- The EBA publishes its draft final technical standards on reporting of data on charges for credit transfers and payments accounts, and shares of rejected transactions
- EBA publishes an Opinion on the interaction between the output floor and Pillar 2 requirements
- The EBA launches its 2025 EU-wide stress test
- ECB publishes consolidated banking data for end-September 2024
- Piero Cipollone: Interview with Reuters
- Philip R. Lane: A middle path for ECB monetary policy
- Luis de Guindos: Interview with Hospodárske Noviny
- Decisions taken by the Governing Council of the ECB (in addition to decisions setting interest rates)
- ECB and ESRB issue joint report on experiences of using the countercyclical capital buffer early in the cycle
- CME Group Inc. Names Slate of Director Nominees
- CME Group Declares Quarterly Dividend
- U.S. farmers retain optimistic outlook for 2025 despite ag trade uncertainty
- CME Group Reports Record January ADV of 25.7 Million Contracts
- CME Group to Launch Micro-Sized Grains and Oilseed Futures on February 24
- CME Group to Launch Options on Bitcoin Friday Futures
- FCA steps up action against misleading financial adverts
- FCA statement on Blackmore Bonds complaints
- Culture is contagious
- FCA confiscates over £500,000 from convicted insider dealer
- FCA secures confiscation order against convicted fraudster
- FCA sets out further proposals to support growing business and investment opportunities
- Contis Financial Services Limited (CFSL) enters special administration
- The FCA and Practitioner Panel joint survey for 2025 launches
- Reframing our relationship with risk: consumer-led sustainable growth
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- Payroll employment rises by 143,000 in January; unemployment rate edges down to 4.0%
- Payroll employment rises by 256,000 in December; unemployment rate changes little at 4.1%
- Payroll employment rises by 227,000 in November; unemployment rate changes little at 4.2%
- Payroll employment essentially unchanged in October (+12,000); jobless rate holds at 4.1%
- Payroll employment rises by 254,000 in September; unemployment rate changes little at 4.1%
- Payroll employment rises by 142,000 in August; unemployment rate changes little at 4.2%
^
- CFTC Announces Crypto CEO Forum to Launch Digital Asset Markets Pilot
- CFTC Statement on False Allegations Targeting Acting Chairman
- David Gillers to Step Down as Chief of Staff
- CFTC Announces Prediction Markets Roundtable
- CFTC Division of Enforcement to Refocus on Fraud and Helping Victims, Stop Regulation by Enforcement
- CFTC Staff Issues No-Action Letter to Korea Exchange Concerning the Offer or Sale of KOSPI and Mini KOSPI 200 Futures Contracts
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- Acting Chairman Travis Hill Expresses Support for Enhancing Flexibility with Respect to Customer Identification Program Requirements
- FDIC Releases Documents Related to Supervision of Crypto-Related Activities
- FDIC Issues List of Banks Examined for CRA Compliance
- Joint Press Release: Agencies Announce Second Public Outreach Meeting as Part of Their Review of Regulations
- Press Release: FDIC Makes Public December 2024 Enforcement Actions; No Administrative Hearings Scheduled for February
- Press Release: FDIC Approves Merger Application for WesBanco Bank, Inc., Wheeling, West Virginia
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- Neues Toolkit für Finanzinstitute zum Thema Menschenrechte
- President Calviño ranked among most powerful people in Europe by POLITICO
- Right to Complaint, Grievance Mechanism on Internationally Funded Projects
- Multilateral Development Banks united to end violence against women
- EIB Group President Nadia Calviño charts greater support for Bulgarian economy
- Multilateral Development Banks Welcome G20 Roadmap for MDB Reform
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- FTC Sends More Than $2.6 Million in Refunds to Small Businesses Harmed by Payment Processor First American Payment Systems
- FTC Sends Refunds to Consumers Affected by Fashion Nova’s Deceptive Review Practices
- FTC Grants Chairman Ferguson Authority to Comply with President Trump’s Orders to End DEI
- FTC Seeks Public Comments on Enbridge Inc.’s Petition to Set Aside 2017 Order
- Andrew N. Ferguson Takes Over as FTC Chairman
- FTC Chairman Ferguson Announces that DEI is Over at the FTC
^
- FDA Approves Novel Non-Opioid Treatment for Moderate to Severe Acute Pain
- FDA Roundup: January 17, 2025
- FDA Authorizes Marketing of 20 ZYN Nicotine Pouch Products after Extensive Scientific Review
- FDA Proposes Significant Step Toward Reducing Nicotine to Minimally or Nonaddictive Level in Cigarettes and Certain Other Combusted Tobacco Products
- FDA Roundup: January 14, 2025
- FDA Proposes Requiring At-a-Glance Nutrition Information on the Front of Packaged Foods
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- Announcement of a multi-ISIN auction – Reopening of two Federal bonds
- Auction announcement – Reopening of five-year Federal notes (Bundesobligationen – “Bobls”) series 191 by auction
- 3-months Bills of the European Stability Mechanism (ESM) – Auction result
- Reopening Treasury discount paper of the Federal Republic of Germany (“Bubills”) – Auction result
- Invitation to bid for 3-months Bills of the European Stability Mechanism (ESM)
- Announcement of auction – 3-months Bills of the European Stability Mechanism (ESM)
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- Justice Department Secures Agreement with Oklahoma City Public Schools to Resolve Alleged Discrimination Against U.S. Air Force Reserve Member
- Louisiana Doctor Sentenced for Illegally Distributing Over 1.8M Doses of Opioids in $5.4M Health Care Fraud Scheme
- Maine Return Preparer Charged with Preparing False Tax Returns for Clients
- California CPA Indicted for Filing False Tax Returns
- Four Pharmacists Sentenced for Roles in $13M Medicare, Medicaid, and Private Insurer Fraud Conspiracy
- United States Seizes Venezuelan Aircraft Involved in Violations of U.S. Export Control and Sanctions Laws
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