Comprehensive List of Stock Transfer Agents
Bank of International Settlements
International Swaps and Derivatives Association
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National Securities Exchanges
This is a list of exchanges registered with the SEC under Section 6(a) of the Exchange Act as national securities exchanges:
Miami International Securities Exchange
Nasdaq BX, Inc. (formerly NASDAQ OMX BX, Inc.; Boston Stock Exchange)
Nasdaq GEMX, LLC (formerly ISE Gemini)
Nasdaq ISE, LLC (formerly International Securities Exchange, LLC)
Nasdaq MRX, LLC (formerly ISE Mercury)
Nasdaq PHLX LLC (formerly NASDAQ OMX PHLX, LLC; Philadelphia Stock Exchange)
NYSE Texas (formerly NYSE Chicago)
NYSE MKT LLC (formerly NYSE AMEX and the American Stock Exchange)
NYSE National, Inc. (formerly National Stock Exchange, Inc.)
These exchanges are also registered with the SEC through a notice filing under Section 6(g) of the Exchange Act for the purpose of trading security futures:
Clearing Agencies
National Securities Clearing Corporation
Fixed Income Clearing Corporation
The Options Clearing Corporation
Exempt from Registration:
International Exchanges
Stock Transfer Agents Only
Broadridge Corporate Issuer Solutions, Inc.
www.broadridge.com/capability/governance-and-regulatory-compliance/stock-transfer-agency
Citibank, N.A.
Citi Markets and Securities Services
ClearTrust, LLC
www.cleartrustonline.com
Colonial Stock Transfer
www.colonialstock.com
Continental Stock Transfer & Trust Co.
www.continentalstock.com
Delaware Trust Company
www.cscglobal.com
Eastern Caribbean Central Securities Registry
www.ecseonline.com
Empire Stock Transfer Inc.
www.empirestock.com
EQ by Equiniti
equiniti.com/us
Equity Stock Transfer LLC
www.equitystock.com
Global Shares
www.globalshares.com
Globex Transfer, LLC
www.globextransfer.com
Manhattan Transfer Registrar Co.
www.mtrco.com
Nevada Agency and Transfer Company
www.natco.com
Odyssey Trust
www.odysseytrust.com
Olde Monmouth Stock Transfer Co., Inc.
www.oldemonmouth.com
Pacific Stock Transfer
securitize.io
Philadelphia Stock Transfer
carta.com
Phoenix Transfer, Inc.
www.phxa.com
Transfer Online, Inc.
www.transferonline.com
VStock Transfer LLC
www.vstocktransfer.com
West Coast Stock Transfer Inc.
www.westcoaststocktransfer.com
Wilmington Trust Company
https://www.wilmingtontrust.com/wtcom/
DRIP and Stock Transfer Agents
American Stock Transfer & Trust Company
equiniti.com
AST Trust Company of Canada
www.tsxtrust.com/
BNY Mellon Investment Servicing (US) Inc.
www.shareowneronline.com
Computershare
www.computershare.com
JP Morgan Chase
www.adr.com
Olympia Trust Company
www.olympiatrust.com
Securities Transfer Corporation
www.stctransfer.com
TSX Trust Company
www.tsxtrust.com
Other Services
Abandoned Property Advisors
www.ap-advisors.com
Acupay System LLC
www.acupay.com
Avenu Insights & Analytics
www.avenuinsights.com
Borden Consulting Group, LLC
http://www.bcg-up.com
Brighthouse Financial Inc.
www.brighthousefinancial.com
DeAWM Service Company
DWS Service Company
The Depository Trust & Clearing Corporation
www.dtcc.com
Eaton Vance Management
www.eatonvance.com
Shelby Financial
www.shelbyfinancial.com
eSignature Guarantee, LLC
www.esignatureguarantee.com
E-Surety Brokerage, Inc.
www.e-surety.com
Keane Unclaimed Property
sovos.com
Kemark Financial Services, Inc.
www.kemarkfinancial.com
Laurel Hill Advisory Group, LLC
www.laurelhill.com/
Linking Assets Inc.
www.linkingassets.com
MFS Service Center, Inc.
mfs.com
RBC Capital Markets, LLC
rbccm.com
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All data provided on liquiditylighthouse.us is provided for informational purposes only, and is not intended for trading or investing purposes.
