Ceased September 2, 2016
All OTC Securities 
| Year | Q | Total Trades | Total Shares | Avg Trade Size |
|---|---|---|---|---|
| 2016 | 3 | 131 | 3,567 | 27 |
| 2016 | 2 | 57 | 584 | 10 |
| 2016 | 1 | 76 | 2,373 | 31 |
| 2015 | 4 | 89 | 1,752 | 20 |
| 2015 | 3 | 145 | 5,964 | 41 |
| 2015 | 2 | 182 | 3,594 | 20 |
| 2015 | 1 | 195 | 2,620 | 13 |
| 2014 | 4 | 244 | 4,525 | 19 |
| 2014 | 3 | 207 | 5,364 | 26 |
| 2014 | 2 | 100 | 1,690 | 17 |
Original Source of Information: FINRA ATS Transparency Data Quarterly Statistics
ATS data has been aggregated on a quarterly basis to display total shares, total trades and average trade size per ATS.
Tier 1 comprises all securities in the S&P 500, the Russell 1000 and select Exchange Traded Products (ETPs). Tier 2 comprises all other NMS securities, except for rights and warrants, which are specifically excluded from coverage. The LULD Plan applies during regular trading hours of 9:30 am ET – 4:00 pm ET, excepting opening, reopening, and closing transactions on the primary listing exchanges.
See Limitup-limit-down for a more detailed explanation of these categories.
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