- Small Business Forum’s Report to Congress Highlights Recommendations to Improve Capital Raising
- SEC Charges Advisory Firm Macquarie Investment Management Business Trust with Fraud
- SEC Charges Advisory Firm Inspire Investing With Misleading Investors Regarding its Investment Strategy
- SEC Charges DeFi Platform Rari Capital and its Founders With Misleading Investors and Acting as Unregistered Brokers
- SEC Adopts Rules to Amend Minimum Pricing Increments and Access Fee Caps and to Enhance the Transparency of Better Priced Orders
- SEC Charges Broker-Dealer First Horizon With Regulation Best Interest Violations
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- North Korea Designations and Designations Updates; Russia-related Designations and Designations Updates; Non-Proliferation Designation Update; Syria Designation Update
- Iran-related Designations; Counter Terrorism Designation Update
- Cyber-related Designations; Global Magnitsky Designations
- Russia-related Designations; Issuance of Russia-related General Licenses and Amended FAQ; Publication of BPI Regulatory Amendment; Reminder to File the 2024 Annual Report of Blocked Property
- Global Magnitsky, Non-Proliferation, and Venezuela-related Designations; Issuance of Global Magnitsky General License; Issuance of New and Amended Frequently Asked Questions
- Counterterrorism Designations; Publication of Updated Syria Shipping Advisory; Publication of Interim Final Rule to Extend Recordkeeping Requirements; Publication of Request for Public Comments on Information Collected by OFAC
^
- FINRA Promotes Michael Solomon to Executive Vice President of Examinations and Membership Application Program
- FINRA Statement to Correct Misinformation About the New Residential Supervisory Location Rule
- Report From FINRA Board of Governors Meeting – May 2024
- SEC, MSRB, FINRA to Hold Hybrid Compliance Outreach Program
- Financial Professional or Artificial Intelligence? FINRA Foundation Report Examines Which of These Consumers Trust More
- FINRA Appoints Julie Glynn and Tina Gubb as SVPs of Enforcement
- Federal Reserve Board announces termination of enforcement action with Community Bankshares, Inc.
- Federal Reserve Board and Federal Open Market Committee release economic projections from the September 17-18 FOMC meeting
- Federal Reserve issues FOMC statement
- Agencies extend comment period on request for information on bank-fintech arrangements
- Federal Reserve Board issues enforcement action with Fieldpoint Private Holdings, Inc. and Fieldpoint Private Bank and Trust
- Federal Reserve Board requests comment around operational practices of the discount window
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- State Bank of Vietnam's Nguyen Thi Hong appointed Chair of the BIS Asian Consultative Council
- Frank Smets appointed as Deputy Head of the Monetary and Economic Department (MED)
- Basel Committee publishes final disclosure framework for banks' cryptoasset exposures and targeted amendments to its cryptoasset standard
- BIS announces Secretary General and Innovation Hub leadership appointments
- Basel Committee consults on principles for the sound management of third-party risk
- Basel Committee approves disclosure framework and capital standard for banks' cryptoasset exposures and amendments to interest rate risk in the banking book standard, and agrees to consult on third-party risk principles
^
- AlphaStocking: BaFin warnt vor der Website alphastocking.com
- Barmenia Lebensversicherung a.G. und Gothaer Lebensversicherung AG
- Umsetzungshinweise zu DORA aktualisiert
- Identitätsdiebstahl: BaFin warnt vor Festgeldangeboten von den E-Mailadressen anlagekonto@c24.center und markus.specht@check24.email
- StarkEU Trader Company: BaFin warnt vor Website starkeu.de
- Identitätsmissbrauch: BaFin warnt vor der Website tendo-corporate.com
- Net interest margin of EU/EEA banks slightly decreased on a quarterly basis
- EBA issues revised list of ITS validation rules
- ESAs warn of risks from economic and geopolitical events
- EBA launches 2024 EU-wide transparency exercise
- EBA issues Opinion on a measure to address macroprudential risk following a notification by the De Nederlandsche Bank
- The EBA updates data used for the identification of global systemically important institutions (G-SIIs)
- Luis de Guindos: Interview with Expresso
- Isabel Schnabel: The euro area inflation outlook: a scenario analysis
- Philip R. Lane: Moving from 3.75 to 3.50: explaining the latest rate decision
- Christine Lagarde, Luis de Guindos: Monetary policy statement (with Q&A)
- Monetary policy decisions
- Frank Elderson: Nature-related risk: legal implications for central banks, supervisors and financial institutions
- CME Group SOFR Futures Reach New Volume and Open Interest Records
- CME Group Chairman and Chief Executive Officer Terry Duffy to Present at Barclays Global Financial Services Conference
- CME Group to Launch Options on Bloomberg Commodity Index Futures on September 23
- CME Group Inc. Announces Third-Quarter 2024 Earnings Release, Conference Call
- CME Group Reports Second-Highest Monthly ADV of 31.7 Million Contracts in August and Double-Digit Increases Across All Six Asset Classes
- CME Group SOFR Futures Hit New Open Interest and Volume Records
- Catalysing productivity and growth: A change in mindset on financial inclusion
- Reforms to financial services retail-disclosure requirements
- Statement on forbearance in relation to investment trust disclosure requirements
- New FCA rules to protect access to cash already having an impact
- FCA publishes update on cash savings market and fair value
- Promethean Finance Limited tribunal decision
- Frameworks for effective fraud prevention measures
- City & Merchant Limited enters liquidation
- Firms encouraged to explore new approaches to increase pension engagement
^
- Payroll employment rises by 142,000 in August; unemployment rate changes little at 4.2%
- Unemployment rate rises to 4.3% in July; payroll employment edges up by 114,000
- Payroll employment increases by 206,000 in June; unemployment rate changes little at 4.1%
- Payroll employment increases by 272,000 in May; unemployment rate changes little at 4.0%
- Payroll employment increases by 175,000 in April; unemployment rate changes little at 3.9%
- Payroll employment rises by 303,000 in March; unemployment rate changes little at 3.8%
^
- Cancelled — September 20 Commission Open Meeting
- CFTC to Hold a Commission Open Meeting September 20
- The CFTC Approves Part 40 Final Rule to Simplify and Enhance Rule and Product Submission Processes
- CFTC Approves Final Rule Regarding Exemptions from Certain Compliance Requirements for Commodity Pool Operators, Commodity Trading Advisors, and Commodity Pools
- CFTC Partners with Federal and Private Groups to Distribute Cryptocurrency Relationship Investment Scam Information
- CFTC Staff Issues No-Action Letter Related to Reporting and Recordkeeping Requirements for Fully Collateralized Binary Options
^
- FDIC Board of Directors Meeting
- Joint Press Release: Agencies Remind Banks of Potential Risks Associated with Third-Party Deposit Arrangements and Request Additional Information on Bank-Fintech Arrangements
- Sunshine Meeting Notice: FDIC Board of Directors Meeting
- Press Release: FDIC-Insured Institutions Reported Net Income of $71.5 Billion
- Press Release: FDIC Board Selects Boston Consulting Group to Advise on Workplace Culture Initiatives
- Press Release: FDIC Issues List of Banks Examined for CRA Compliance
^
- Business Combinations Under the Bank Merger Act: Final Rule
- Bank-Fintech Arrangements: Agencies Extend Comment Period on Request for Information on Arrangements Involving Banking Products and Services Distributed to Consumers and Businesses
- FFIEC Information Technology Examination Handbook: New Development, Acquisition, and Maintenance Booklet
^
- Angola receives vaccines to fight cervical cancer
- EIB advocates for more investment and green financing at Poland’s leading economic conference
- Inauguration of the Herzegovina Bridge, supported by EIB Global
- Settlement agreement reached regarding an EIB financed operation in India
- Call for tenders for design services for EIB West Campus renovation
- Breakthrough of the longest tunnel in Bosnia and Herzegovina
^
- FTC Staff Report Finds Large Social Media and Video Streaming Companies Have Engaged in Vast Surveillance of Users with Lax Privacy Controls and Inadequate Safeguards for Kids and Teens
- GameStop CEO Ryan Cohen to Pay Nearly $1 Million Penalty to Settle Antitrust Law Violation
- FTC Action Leads to Settlement Against Individual and Company that Operated Business Opportunity Scheme That Took Millions from Consumers
- FTC Statement Regarding WillScot’s Decision to Abandon Proposed $3.8 Billion Acquisition of Competitor McGrath RentCorp
- FTC Sends Refunds to Consumers Harmed by CafePress’s Data Security Failures
- FTC Orders Shut Down Unauthorized Billing and Credit Card Laundering Schemes, Require Turn Over of Assets Valued at Approximately $40 Million
^
- FDA Roundup: September 17, 2024
- FDA Issues Draft Guidance on Conducting Multiregional Clinical Trials in Oncology
- FDA Roundup: September 13, 2024
- FDA Authorizes First Over-the-Counter Hearing Aid Software
- FDA Issues Warning Letters to Two Chinese Firms Regarding Data Quality and Integrity Concerns, Violative Lab Practices
- FDA Roundup: September 10, 2024
^
- Invitation to bid – Federal Treasury discount paper (Bubills)
- Why do we need Europe? | Annual Summit of the Stern Stewart Institute
- Announcement of auction – Reopening 7-year Federal bond
- Current monetary policy topics | Speech at the Commerzbank AG event “Geldpolitik in Zeiten der Inflation”
- Reopening of two Federal bonds – Auction result
- Announcement of auction – Reopening of Federal Treasury notes
^
- Former Arkansas State Senator Sentenced for Role in Bribery Scheme
- Ohio Man Pleads Guilty to Setting Fire to a Church
- Three Nevada Men Convicted in Multimillion Dollar Prize Notice Scheme
- Justice Department Challenges Tennessee Law that Bans Critical, Medically Necessary Care for Transgender Youth
- U.S. Entertainer Convicted of Engaging in Foreign Influence Campaign
- Readout of Associate Attorney General Vanita Gupta’s Meeting with Uvalde Families
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